Standard rules: compliance with market rules
PQO’s Standard Rules involve requirements and operational practices that are based on Brazilian Securities Commission (CVM) rules and on B3’s self-regulation norms, covering issues such as:
- trade and order surveillance;
- prevention of money laundering activities;
- information security.
Business Indicators: specialization and complexity of participants business
The business indicators reflect the strategic positioning and complexity of the business and the services provided by the brokerage houses and banks that are active in the markets operated by B3.