Participant Institution - Settlement Agent | B3

Instructions for filling of PDF documents:

Whenever there is an editable field, you will see a green arrow on the left side column. Hovering the cursor over a field to be filled, the page displays the name and purpose of what is to be inserted in that space. Because it is a PDF, there is a limitation of characters per field and changing the font is not possible.

Upon completion, the document can be saved in PDF format and may be printed. Versions to be sent to B3 must be completely filled in the computer, but the signature must be original and in ink.

Basic Documentation

1. Request for Access Rights to the Registration System – Settlement Agent
2. Signature card
3. Participant's Registration Form (See Instructions)
    
3.1 Participant
    3.2 Add Address
    3.3 Add Contact
    3.4 Change Address/Additional Contacts
    3.5 Change Participant’s Pre-Registration Form
    3.6 Print Version

In addition to these documents, those that intend to register their own data entry service must also request registration of an administrator. As per B3 Notice no. 57/04 of 6/30/2004, under Access Control, each participant institution may only have two of this type of user per family or department. There are two versions for this document. The first is a request for registration at B3 of an administrator, with the possibility to create a second administrator within the application without B3's intervention.

4. Request for Registration of an administrator
    The second version is for the registration of two administrators by B3, without intervention of Participant users.
    4.1 Request for Registration of two administrators

5. Declaration of Internal Controls (Only for Securities Brokers and Distributors)
    Additional documents, according to the economy nature and legal regime of the institution 

    See table

Complementary Documentation

1. Request for Access Rights to the Registration System – Settlement Agent
2. Signature Card
3. Declaration of Internal Controls [ZIP - 185KB]
4. Participant's Registration Form (See Instructions)
    
4.1 Participant
    4.2 Add Address
    4.3 Add Contact
    4.4 Change Address/Additional Contacts
    4.5 Change Participant’s Pre-Registration Form
    4.6 Print Version

5. Request for Registration of two administrators
6. Request for Registration of an administrator
7. Request for de-credentialing of Settlement Agent from the Clearing and Settlement System 
8. Request for Exclusion of Settlement Bank / Credentialing of Settlement Agent