Operational procedures and regulation | B3

Operational procedures and regulation

Public confidence in the soundness of the capital markets and in the professionals who work in those markets is an essential component for continued vitality and growth.

In this section, you will find all the information you need regarding compliance with market rules & regulation, and how these rules apply to all of the B3 market participants.

On May 2, 2005, the Brazilian Securities Commission (CVM) published the Rule CVM 419 that sets a new framework for the identification of non-resident investors by Brazilian brokerage houses and local custodians.

B3 has released a set of materials in English to support the communication of Brazilian institutions with foreign counterparts.